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JWCA advises Ionis Pharmaceuticals on its $632.5 million convertible bond issuance, call spread purchase, and repurchase of outstanding convertible notes

aPRIL 2021 | Read PRESS RELEASE

Transaction Background

Ionis successfully raised $632.5mm in the convertible market at attractive terms (0.00% coupon and 32.5% conversion premium), while refinancing $248mm (80%) of the convertible due 2021

Company objectives:

  • Manage a short-term liability and refinance a convertible due in November 2021

  • Raise additional capital for general corporate purposes, including expansion of manufacturing, R&D, and commercial infrastructure to support upcoming drug pipeline

JWCA provided extensive analysis for Ionis on deal structuring and related items, such as:

  • Convertible and derivate overlay structuring

  • Convertible and call spread documentation to ensure maximum value and future efficiency/flexibility for the Company

  • Syndicate structure and precedent data

  • Repurchase analysis and execution strategy

  • Shareholder messaging

  • Advice on pricing on the day of execution

JWCA designed and ran a call spread auction process to achieve competitive terms

This transaction is the 4th time JWCA has assisted Ionis in convertible executions. Prior transactions include:

  • $549mm convertible exchange and new issuance in 2019

  • $183mm convertible exchange in 2016

  • $500mm convertible new issuance in 2014

Results

Ionis’ convertible issuance was very well-received by investors

  • The transaction was multiple times oversubscribed, reflecting strong investor interest and demand in the Company’s offering

  • The zero coupon was the 33rd convertible debt offering this year to achieve a 0% coupon

  • 32.5% conversion premium priced at the midpoint of the marketed premium range

  • The base deal size was upsized from $500mm to $550mm

  • Refinanced 80% of the Company’s 2021 convertible notes at a small premium to market price

Call spread documentation and auction process produced meaningful savings for Ionis, while maximizing flexibility for the Company